🛡️ Configuration Management Plan (CMP)

CMMC 2.0 Level 2 Compliance Framework

NIST SP 800-171 CMMC 2.0 Level 2 DoD Approved

🏢 Organization Information

Organization Name ACME Technology Services Corporation
Location El Paso, Texas
Employee Count 64 employees
Primary Mission Uniform and textile logistics services for U.S. Army
CMMC Level Required Level 2 - Advanced
Plan Version 1.0
Effective Date June 16, 2025
Review Cycle Quarterly

📋 Executive Summary

This Configuration Management Plan (CMP) establishes the policies, procedures, and controls necessary to achieve and maintain CMMC 2.0 Level 2 compliance for ACME Technology Services Corporation. The plan addresses all nine NIST SP 800-171 configuration management controls required for protecting Controlled Unclassified Information (CUI) and Federal Contract Information (FCI).

Our organization handles sensitive defense contract information and requires robust configuration management to ensure system security, integrity, and compliance with DoD cybersecurity requirements. This plan provides the framework for establishing baseline configurations, implementing change control procedures, and maintaining continuous compliance monitoring.

🔒 CMMC 2.0 Configuration Management Controls

This plan addresses all nine configuration management controls from NIST SP 800-171 required for CMMC 2.0 Level 2:

Control ID Control Name Implementation Status Priority
3.4.1 (CM-2) Baseline Configurations Implemented High
3.4.2 (CM-6) Configuration Settings Implemented High
3.4.3 (CM-7) Least Functionality In Progress High
3.4.4 (CM-11) User-Installed Software Implemented Medium
3.4.5 (CM-3) Configuration Change Control Implemented High
3.4.6 (CM-4) Security Impact Analysis In Progress High
3.4.7 (CM-5) Access Restrictions for Change Implemented High
3.4.8 (CM-8) Information System Component Inventory Implemented High
3.4.9 (CM-8) Information System Component Inventory (Enhanced) Planned Medium

👥 Roles and Responsibilities

Configuration Control Board (CCB)

  • Chief Information Security Officer (CISO): Raymond Lawrence - CCB Chair, final approval authority
  • IT Operations Manager: Responsible for implementation and technical oversight
  • Systems Administrator: Daily configuration management and monitoring
  • Security Officer: Security impact assessment and compliance validation
  • Contract Coordinator: Business impact assessment for CUI systems

Configuration Management Team

  • Configuration Manager: Maintains configuration baselines and change documentation
  • System Administrators: Implement approved configuration changes
  • Network Administrator: Network device configuration management
  • Security Analyst: Security configuration monitoring and compliance

⚙️ Configuration Baselines (NIST 3.4.1 & 3.4.2)

CUI Processing Systems

  • Primary Data Server (CUI-001): Windows Server 2022, DISA STIG hardened, encrypted storage
  • Azure Cloud Backup (CUI-002): Azure Government Cloud, FedRAMP Moderate, encrypted backups
  • Contract Coordinator Workstations (CUI-003 to CUI-005): Windows 11 Enterprise, BitLocker encryption, endpoint protection
  • CISO Management Workstation (CUI-006): Privileged access workstation, multi-factor authentication required
  • Secure File Server (CUI-007): Network-attached storage with access logging and encryption

Security Configuration Standards

Windows Systems: DISA Security Technical Implementation Guides (STIGs) for Windows Server 2022 and Windows 11

Network Devices: CIS Benchmarks for network infrastructure components

Cloud Services: FedRAMP Moderate baseline controls for Azure Government services

Encryption Standards: FIPS 140-2 validated cryptographic modules for all CUI processing

Access Controls: Multi-factor authentication for privileged accounts, role-based access controls via Active Directory

🔄 Change Control Procedures (NIST 3.4.5 & 3.4.6)

Change Classification

Change Type Approval Authority Documentation Required Testing Required
Emergency Security Patch CISO (within 24 hours) Post-implementation documentation Production validation
Routine Maintenance IT Operations Manager Change request form, test results Development/staging environment
Major System Change CCB Full Review Security impact assessment, rollback plan Full UAT and security testing
Configuration Baseline Update CCB Chair (CISO) Baseline documentation, change log Compliance validation

Change Request Process

  1. Requestor submits formal change request with business justification
  2. Security impact assessment performed by Security Officer
  3. Technical feasibility review by IT Operations Manager
  4. CCB review and approval/denial decision
  5. Implementation planning and scheduling
  6. Testing in non-production environment
  7. Production implementation with rollback plan
  8. Post-implementation validation and documentation

📊 Monitoring and Compliance (NIST 3.4.8)

Automated Monitoring Tools

  • Microsoft System Center Configuration Manager (SCCM): Automated baseline compliance monitoring
  • SIEM Log Management System (ALMR-010): Centralized security event monitoring and alerting
  • Endpoint Protection Server (ALMR-015): Continuous endpoint configuration monitoring
  • Azure Security Center: Cloud infrastructure compliance monitoring
  • Active Directory Security Auditing: Account and group policy change monitoring

Compliance Monitoring Schedule

Activity Frequency Responsible Party Documentation
Baseline Compliance Scan Daily (Automated) Systems Administrator Automated compliance reports
Configuration Drift Analysis Weekly Security Analyst Weekly drift reports
Asset Inventory Validation Monthly Configuration Manager Updated asset inventory
Baseline Review and Update Quarterly CCB Baseline update documentation
Full Compliance Assessment Annually External Assessor CMMC assessment report

💻 Software and Access Control (NIST 3.4.4 & 3.4.7)

Approved Software List

  • Microsoft Office 365 Government: Productivity suite for CUI processing
  • Microsoft Windows 11 Enterprise: Operating system for workstations
  • Symantec Endpoint Protection: Antivirus and endpoint security
  • Adobe Acrobat Pro DC: PDF processing for contract documents
  • FileZilla Pro: Secure file transfer for approved use cases

Change Access Restrictions

Administrative Access: Limited to designated system administrators with multi-factor authentication

Configuration Changes: Require approval from CCB and implementation by authorized personnel only

Privileged Account Management: Regular review and rotation of privileged credentials

Audit Trail: All configuration changes logged and reviewed monthly

Separation of Duties: Change requestors cannot implement their own changes

🚨 Configuration Incident Response

Unauthorized Configuration Changes

  1. Automated detection and alerting through SIEM system
  2. Immediate isolation of affected system if security impact detected
  3. Security incident investigation and documentation
  4. Rollback to approved baseline configuration
  5. Root cause analysis and corrective action implementation
  6. Process improvement recommendations to CCB

Emergency Change Procedures

Security Emergency: CISO has authority to approve immediate changes to address critical security vulnerabilities

Business Continuity: Designated emergency contacts can authorize changes to restore critical business operations

Documentation: All emergency changes must be documented within 24 hours and reviewed by CCB within 72 hours

Validation: Emergency changes require post-implementation security validation and compliance verification

🎓 Training and Awareness

Required Training Programs

  • CMMC 2.0 Awareness Training: Annual training for all personnel handling CUI
  • Configuration Management Procedures: Quarterly training for IT staff and administrators
  • Change Control Process: Training for all personnel authorized to request system changes
  • Incident Response: Annual tabletop exercises for configuration-related security incidents

📈 Continuous Improvement

Performance Metrics

Metric Target Current Status Reporting Frequency
Baseline Compliance Rate 98% 96.5% Monthly
Average Change Implementation Time 5 business days 4.2 business days Monthly
Unauthorized Changes Detected 0 per month 1 per quarter Monthly
Configuration Documentation Accuracy 100% 99.2% Quarterly

Review and Update Schedule

Monthly: Performance metrics review and trend analysis

Quarterly: Configuration baseline review and updates as needed

Semi-Annually: CCB effectiveness review and process improvements

Annually: Complete CMP review and major updates based on lessons learned

Ad-Hoc: Updates following significant security incidents or regulatory changes

✅ Plan Approval and Signature

Role Name Signature Date
Chief Information Security Officer Raymond Lawrence [Digital Signature Required] June 15, 2025
IT Operations Manager [To be assigned] [Digital Signature Required] [Date TBD]
General Manager [To be assigned] [Digital Signature Required] [Date TBD]